Who owns UOCT?
Innovator U.S. Equity Ultra Buffer ETF - Oct · Innovator
95 institutions reported holding UOCT, worth $101.0M, in Form 13F filings for June 30, 2026.
Top 10 institutional holders of UOCT
| Firm | Location | Value | Shares | Change |
|---|---|---|---|---|
| Commonwealth Equity Services, LLC | Waltham, MA | $15.1M | 366,149 | −17,578 shares |
| C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors | Westlake, OH | $6.5M | 158,706 | +8,728 shares |
| Advisory Services Network, LLC | Atlanta, GA | $3.7M | 89,915 | −370 shares |
| Osaic Holdings, Inc. | Scottsdale, AZ | $3.6M | 88,006 | +3,100 shares |
| Brookstone Capital Management | Wheaton, IL | $3.6M | 86,949 | −1,594,219 shares |
| Kestra Advisory Services, LLC | Austin, TX | $3.3M | 81,311 | −22,988 shares |
| KFG Wealth Management, LLC | Granger, IN | $3.3M | 79,797 | −44,606 shares |
| Spire Wealth Management | Mclean, VA | $3.2M | 78,766 | −3,432 shares |
| Envestnet Asset Management Inc. | Berwyn, PA | $2.9M | 69,414 | −6,558 shares |
| IMG Wealth Management, Inc. | Jacksonville, FL | $2.7M | 66,598 | +722 shares |
From SEC Form 13F, for managers with $100M+ in US securities. Change compares June 30, 2026 with March 31, 2026. “New position” means no holding in the prior filing we have.
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Frequently asked questions
Who owns UOCT?
95 institutional managers reported holding UOCT in Form 13F filings for June 30, 2026, worth $101.0M in total. The largest reported position was held by Commonwealth Equity Services, LLC, at $15.1M.
Did institutions buy or sell UOCT last quarter?
Reported 13F value fell 35.5% from March 31, 2026, which includes price moves as well as buying and selling. 14 firms reported a new position and 8 sold all of theirs.
What is a Form 13F?
A quarterly report filed with the SEC by institutional investment managers with $100 million or more in qualifying US securities. It lists their long positions at quarter end. It doesn't cover retail investors, cash, short positions, or managers under the threshold, so it shows part of a fund's ownership, not all of it.
How often is UOCT ownership data updated?
13F filings are due 45 days after each quarter ends. The next set is due around mid-November. Positions can be up to about four and a half months old by the time a new set arrives.