Who owns AFSM?
First Trust Active Factor Small Cap ETF · First Trust
38 institutions reported holding AFSM, worth $89.3M, in Form 13F filings for June 30, 2026.
Top 10 institutional holders of AFSM
| Firm | Location | Value | Shares | Change |
|---|---|---|---|---|
| James J. Burns & Company, LLC | Melville, NY | $22.9M | 557,503 | +6,268 shares |
| LPL Financial LLC | Fort Mill, SC | $11.4M | 276,705 | +94,340 shares |
| Envestnet Asset Management Inc. | Berwyn, PA | $8.2M | 200,060 | −924 shares |
| Truist Financial Corp. | Charlotte, NC | $8.0M | 193,577 | +489 shares |
| JPMorgan Chase & Co | New York, NY | $5.5M | 136,071 | −166 shares |
| Cetera Investment Advisers | Schaumburg, IL | $3.5M | 85,525 | +1,467 shares |
| Federation des caisses Desjardins du Quebec | Levis, Quebec, Canada | $3.3M | 80,760 | +2,026 shares |
| MGO One Seven LLC | Beachwood, OH | $3.3M | 80,087 | +6,569 shares |
| Kestra Advisory Services, LLC | Austin, TX | $3.1M | 75,033 | +46,924 shares |
| Arax Advisory Partners | New York, NY | $2.7M | 64,966 | New position |
From SEC Form 13F, for managers with $100M+ in US securities. Change compares June 30, 2026 with March 31, 2026. “New position” means no holding in the prior filing we have.
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Frequently asked questions
Who owns AFSM?
38 institutional managers reported holding AFSM in Form 13F filings for June 30, 2026, worth $89.3M in total. The largest reported position was held by James J. Burns & Company, LLC, at $22.9M.
Did institutions buy or sell AFSM last quarter?
Reported 13F value rose 48.7% from March 31, 2026, which includes price moves as well as buying and selling. 9 firms reported a new position and 1 sold all of theirs.
What is a Form 13F?
A quarterly report filed with the SEC by institutional investment managers with $100 million or more in qualifying US securities. It lists their long positions at quarter end. It doesn't cover retail investors, cash, short positions, or managers under the threshold, so it shows part of a fund's ownership, not all of it.
How often is AFSM ownership data updated?
13F filings are due 45 days after each quarter ends. The next set is due around mid-November. Positions can be up to about four and a half months old by the time a new set arrives.